What Would Your Practice Be Worth as an Independent RIA? Discover the exact blueprint to escape grid compression, build true enterprise value, and transition your practice in 30 to 45 days.
Broker Dealer advisors typically take home just 35% to 45% of their revenue through the grid system, while facing higher quotas and zero payouts on smaller accounts. In the independent RIA channel, advisors retain 60% to 70% of net revenue and build an enterprise asset that can be sold at favorable capital gains rates.
Client retention is the number one fear for breakaway advisors. However, the data shows that clients are loyal to you, not the corporate brand. Well-prepared advisors with strong relationships routinely achieve 85% to 95%+ client retention during their transition.
It used to be. Today, modern platforms offer Compliance-as-a-Service, taking on regulatory risk, handling your Form ADV, and managing cybersecurity so you don't have to act as your own Chief Compliance Officer.
The most competitive support platforms now offer transition financing and growth capital that rivals or exceeds wirehouse retention bonuses, helping you bridge the 3-to-6 month revenue dip during re-papering.